Carol is a registered administrative associate with LPL Financial, LLC as her broker/dealer. She has successfully completed the Series 6 & 63 examinations and her registrations are held with LPL Financial. As an LPL Registered Administrative Associate, Carol is able to provide support services to the branch office, including dealing with clients concerning investments.
Carol’s other securities related work history includes positions as a Registered Representative with SunAmerica Securities Inc., AIG Financial Advisors LLC, Financial Network Investments Corp, and Lincoln Financial Securities. In addition to her securities related positions she was employed by Wells Fargo Bank as a Personal Banker, and NBC Universal Employees Federal Credit Union. Her work history also includes being a flight attendant (stewardess in those days) for TWA in both Kansas City and Chicago, and working at Fingerhut Corporation in Minneapolis Minnesota as a marketing analyst for product placement.
For a period of 23 years she jointly owned a jewelry manufacturing company in Los Angeles, selling wholesale to retail nationwide and the Virgin Islands. Her position included traveling the world giving her the opportunity to view global industries first-hand and to observe and participate in different business philosophies. This varied business background continues to aid her in resolving and understanding many of US Wealth of California’s client’s needs.
Carol is from Hyde Park New York, home of President Franklin Delano Roosevelt in the Hudson River Valley. She attended the University of Buffalo in Buffalo New York.
She has served as an instructor for Junior Achievement, participated in fund raising for STOP CANCER and Juvenile Diabetes as well as other community efforts.
She resides with her husband Armand in Tarzana, California. In her leisure she enjoys golf, gardening, pursuing new knowledge, especially in the tech areas, and time spent with family and friends.
CA Insurance Lic. #0E66006